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Self-regulatory organization
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#	Item
171	SR-FINRA[removed]Federal Register Notice Add to Reading List Source URL: www.finra.org Language: English - Date: 2013-04-11 15:42:23 Financial system Securities Exchange Act Business U.S. Securities and Exchange Commission Self-regulatory organization Selling away United States securities law Financial Industry Regulatory Authority Financial regulation
172	100 STAT[removed]PUBLIC LAW[removed]—OCT. 28, 1986 Public Law[removed]99th Congress Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2014-12-29 11:15:31 Financial system 73rd United States Congress United States Securities and Exchange Commission Financial regulation Securities Exchange Act Security Securities Act Self-regulatory organization Short Financial economics United States securities law Finance
173	OMB APPROVAL OMB Number: [removed]Expires: August 31, 2011 Estimated average burden Add to Reading List Source URL: www.finra.org Language: English - Date: 2013-04-11 15:44:12 Securities Exchange Act Financial regulation U.S. Securities and Exchange Commission Securities regulation in the United States Self-regulatory organization Financial system Government United States securities law 73rd United States Congress United States Securities and Exchange Commission
174	OMB APPROVAL OMB Number: [removed]Expires: June 30, 2010 Estimated average burden Add to Reading List Source URL: www.finra.org Language: English - Date: 2013-04-11 15:49:30 Securities Exchange Act Financial regulation U.S. Securities and Exchange Commission Securities regulation in the United States Self-regulatory organization Financial system Government United States securities law 73rd United States Congress United States Securities and Exchange Commission
175	[removed]Federal Register / Vol. 75, No[removed]Wednesday, December 22, [removed]Notices Exchange. The execution sequence for Stock/Complex Orders in Rule 980NY, Add to Reading List Source URL: www.finra.org Language: English - Date: 2013-04-11 16:03:06 Securities Exchange Act Self-regulatory organization U.S. Securities and Exchange Commission Financial system Economy of the United States Securities regulation in the United States United States securities law Financial Industry Regulatory Authority Financial regulation
176	Benefits and Limitations of Industry Self-Regulation for Online Behavioral Advertising BY DANIEL CASTRO Policymakers may opt for Add to Reading List Source URL: www.itif.org Language: English - Date: 2013-01-11 14:42:34 Economics of regulation Law Government Public choice theory U.S. Securities and Exchange Commission Self-regulatory organization Financial Industry Regulatory Authority Regulation National Advertising Review Council Corporate crime Public administration Administrative law
177	Barbara J. Amsden Managing Director[removed]removed] December 20, 2014 Mr. Bill Rice Add to Reading List Source URL: iiac.ca Language: English - Date: 2014-12-22 11:45:55 Investment Financial regulation Self-regulatory organizations Securities Exempt market dealer Canadian securities regulation Investment Industry Regulatory Organization of Canada Financial adviser Short Financial economics Finance Business
178	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. S7[removed]December 31, 2014 Joint Industry Plan; Notice of Filing of Amendment No. 34 to the Joint Self-Regulatory Organization Plan Governing the Collec Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-31 13:43:21 Financial economics United States Securities Exchange Act NASDAQ Financial Industry Regulatory Authority Chicago Stock Exchange U.S. Securities and Exchange Commission OMX International Securities Exchange Self-regulatory organizations United States securities law Economy of the United States
179	Microsoft Word - CSA response to IIAC January[removed]docx Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2015-01-28 12:48:49 Financial regulation Investment Industry Regulatory Organization of Canada Business Securities Commission Mutual Fund Dealers Association Finance Financial system Canadian securities regulation Exempt market dealer Financial economics Securities Self-regulatory organizations
180	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]January 7, 2015 Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Amending the Bylaws of New Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-08 09:18:12 Economy of the United States New York Stock Exchange Securities Exchange Act Self-regulatory organization U.S. Securities and Exchange Commission IntercontinentalExchange United States Financial system United States Securities and Exchange Commission United States securities law Financial regulation

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